![[Valid RSS]](images/valid-rss-rogers.png "Valid RSS")
This is a valid RSS feed.
This feed is valid, but interoperability with the widest range of feed readers could be improved by implementing the following recommendations.
<?xml version="1.0" encoding="UTF-8"?><rss version="2.0" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:atom="http://www.w3.org/2005/Atom"> <channel> <title>Law360: Securities</title> <link>https://www.law360.com/securities?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <description>Latest articles for: Securities</description> <copyright>Copyright 2024 Portfolio Media, Inc.</copyright> <language>en-US</language> <item> <pubDate>Fri, 03 May 2024 18:06:40 +0000</pubDate> <title>3rd Circ. Clarifies Review Standard For Derivative Suits</title> <link>https://www.law360.com/securities/articles/1833335?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833335</guid> <description>In a precedential ruling Friday declining to revive Cognizant Technology investors' derivative claims over a bribery scandal, the full Third Circuit held that the best way to review such cases on appeal was from the beginning, not giving deference to the lower court's decision or considering whether there was an abuse of discretion.</description> </item> <item> <pubDate>Fri, 03 May 2024 17:30:55 +0000</pubDate> <title>SoFi Unit To Pay FINRA $1.1M To Settle Customer ID Claims</title> <link>https://www.law360.com/securities/articles/1833450?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833450</guid> <description>SoFi Securities agreed to pay $1.1 million to settle Financial Industry Regulatory Authority claims it lacked a suitable user verification process for the firm's cash management brokerage business, allowing the opening of 800 accounts used by third parties to illegally transfer $8.6 million from other financial institution accounts.</description> </item> <item> <pubDate>Fri, 03 May 2024 16:43:47 +0000</pubDate> <title>Chancery OKs Record-Breaking $100M Pattern Energy Deal</title> <link>https://www.law360.com/securities/articles/1833330?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833330</guid> <description>A $100 million settlement ending state and federal court litigation over Pattern Energy Group Inc.'s $6.1 billion go-private sale in 2020 got the nod from Delaware's Court of Chancery on Friday, along with a requested $26 million fee award and two $25,000 incentive awards for the lead shareholder plaintiffs.</description> </item> <item> <pubDate>Fri, 03 May 2024 16:31:55 +0000</pubDate> <title>How EB-5 Regional Centers Can Prepare For USCIS Audits</title> <link>https://www.law360.com/securities/articles/1831558?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1831558</guid> <description>In response to the recently announced U.S. Citizenship and Immigration Services guidelines that require EB-5 regional center audits every five years to verify their compliance with immigration and securities laws, regional centers should take steps to facilitate a seamless audit process, say Jennifer Hermansky and Miriam Thompson at Greenberg Traurig.</description> </item> <item> <pubDate>Fri, 03 May 2024 14:34:17 +0000</pubDate> <title>Tech Security Firm Founder Sues Buyer For Legal Fees In Del.</title> <link>https://www.law360.com/securities/articles/1833307?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833307</guid> <description>The founder of security and information technology service venture Counter Threat Solutions sued the company that acquired it for legal fee advancement in Delaware's Court of Chancery, after accusing the buyer in a Delaware Superior Court suit of fabricating post-closing indemnity claims and refusing to honor payment terms.</description> </item> <item> <pubDate>Fri, 03 May 2024 14:31:43 +0000</pubDate> <title>Brothers Accuse Cos. Of Mishandling $1.1M EB-5 Investments</title> <link>https://www.law360.com/securities/articles/1833160?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833160</guid> <description>Two brothers from India sued companies behind a combination residential-resort project they invested in under the EB-5 investor visa program, telling a Florida federal court that their green card petitions were denied because the companies mishandled their $1.1 million investment.</description> </item> <item> <pubDate>Fri, 03 May 2024 14:20:43 +0000</pubDate> <title>No Retrial Coming After $20M Cannabis Investor Verdict</title> <link>https://www.law360.com/securities/articles/1832874?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1832874</guid> <description>A Los Angeles judge has denied a bid by CADM Inc. for a retrial following a $20 million verdict against it and its affiliates on claims that they defrauded investors with a real estate scheme, finding that the motion was not served to the proper attorneys on time, and even if it had been, the judgment would stand.</description> </item> <item> <pubDate>Fri, 03 May 2024 13:39:33 +0000</pubDate> <title>Kwok's Ex-Chief Of Staff Pleads Out Before $1B Fraud Trial</title> <link>https://www.law360.com/securities/articles/1833383?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833383</guid> <description>The former chief of staff to exiled Chinese billionaire Ho Wan Kwok pled guilty in Manhattan federal court on Friday to participating in a $1 billion investor fraud, less than three weeks before she was scheduled to go to trial alongside her erstwhile boss.</description> </item> <item> <pubDate>Fri, 03 May 2024 13:23:08 +0000</pubDate> <title>SEC Fines Trump Media's Audit Firm For 'Massive Fraud'</title> <link>https://www.law360.com/securities/articles/1833312?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833312</guid> <description>The U.S. Securities and Exchange Commission said on Friday that it has fined and permanently suspended the public accounting firm of former President Donald Trump's social media company for allegedly running a "sham auditing mill" by failing to meet industry standards in reviewing the financial statements of hundreds of clients.</description> </item> <item> <pubDate>Thu, 02 May 2024 23:48:09 +0000</pubDate> <title>Whistleblower Claims Would 'Destroy' Autonomy, GC Was Told</title> <link>https://www.law360.com/securities/articles/1833009?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833009</guid> <description>Autonomy's former U.S. general counsel testified Thursday in the criminal fraud trial of former CEO Michael Lynch that the company's chief operating officer didn't want a whistleblower's claims to get into court, telling him that while the "law" was on their side, "the facts look bad" and would "destroy Autonomy."</description> </item> <item> <pubDate>Thu, 02 May 2024 23:18:54 +0000</pubDate> <title>SEC Lands $25M Judgment In TikToker-Wannabe Ponzi Suit</title> <link>https://www.law360.com/securities/articles/1833022?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833022</guid> <description>A South Carolina man and his companies must pay the U.S. Securities and Exchange Commission nearly $24.9 million to settle claims that he misappropriated investors' money to make Ponzi payments to earlier investors and to pay for luxury cars and over $1 million to TikTok creators, according to judgments issued in Georgia federal court.</description> </item> <item> <pubDate>Thu, 02 May 2024 21:29:12 +0000</pubDate> <title>Ex-JPM Trader Slams DOJ's 'Rank Opportunism' In Doc Suit</title> <link>https://www.law360.com/securities/articles/1832974?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1832974</guid> <description>A former JPMorgan Chase & Co. foreign exchange trader is pressing a D.C. federal court to order the release of investigative material from the government's failed market manipulation criminal case against him, saying the U.S. Department of Justice's arguments against disclosure amount to "rank opportunism."</description> </item> <item> <pubDate>Thu, 02 May 2024 21:23:57 +0000</pubDate> <title>Masimo Hit With Derivative Suit Over Audio Co. Acquisition</title> <link>https://www.law360.com/securities/articles/1833149?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833149</guid> <description>The top brass at medical device company Masimo Corp. has been hit with a shareholder derivative action claiming they harmed the company and "confused" investors by pushing through a $1 billion acquisition of an audio equipment company, allegedly causing a steep drop in stock prices and a $5.1 billion market capitalization loss.</description> </item> <item> <pubDate>Thu, 02 May 2024 21:21:52 +0000</pubDate> <title>Tech, Finance Experts Urge CFTC To Consider AI Regs</title> <link>https://www.law360.com/securities/articles/1832881?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1832881</guid> <description>Tech advisers urged the U.S. Commodity Futures Trading Commission on Thursday to consider policies to manage the risks associated with artificial intelligence, along with a list of other recommendations detailing potential approaches to the growing use of AI in financial markets.</description> </item> <item> <pubDate>Thu, 02 May 2024 20:54:44 +0000</pubDate> <title>Attys Due For Spam Suit Sanction, But Not $750K, Judges Say</title> <link>https://www.law360.com/securities/articles/1833089?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833089</guid> <description>Class counsel's misconduct in helping instigate a spam text suit against stock-trading app Robinhood Financial LLC warranted sanctions, a Washington state appeals court panel ruled Thursday, but the judges said the $750,000 penalty went over the top in deterring the bad behavior.</description> </item> <item> <pubDate>Thu, 02 May 2024 20:02:22 +0000</pubDate> <title>Microsoft, Activision Seek Del. Court Patch For $68.7B Sale</title> <link>https://www.law360.com/securities/articles/1833163?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833163</guid> <description>Microsoft Corp. and Activision Blizzard petitioned Delaware's Court of Chancery on Thursday for an order validating Activision's already closed but officially "defective" $68.7 billion sale agreement, arguing that the court pointed the two companies to a "solution for missteps in Delaware's General Corporation Law.</description> </item> <item> <pubDate>Thu, 02 May 2024 19:33:04 +0000</pubDate> <title>Chancery Ruling Plays Role In Tesla's S&P Governance Grade</title> <link>https://www.law360.com/securities/articles/1833029?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833029</guid> <description>Business rating agency Standard & Poor's has revised downward to "moderately negative" electric vehicle company Tesla Inc.'s grade for management and governance, pointing in part to CEO Elon Musk's dominant role, and the company's "uncommonly high" risk from lawsuits, including the Delaware Chancery Court's recent scuttling of his $56 billion pay plan.</description> </item> <item> <pubDate>Thu, 02 May 2024 19:31:49 +0000</pubDate> <title>ADM Investor Says Brass Misled About Growth, SEC Probe</title> <link>https://www.law360.com/securities/articles/1832083?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1832083</guid> <description>The current and former top brass of food processing company Archer-Daniels-Midland were hit with a derivative suit in Delaware federal court alleging they provided false information to investors about the company's growth and failed to disclose a U.S. Securities and Exchange Commission's investigation into its nutrition business.</description> </item> <item> <pubDate>Thu, 02 May 2024 18:12:02 +0000</pubDate> <title>DOL Hit With First Lawsuit Over New Investment Advice Regs</title> <link>https://www.law360.com/securities/articles/1833117?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1833117</guid> <description>The U.S. Department of Labor was hit with a lawsuit Thursday in Texas federal court seeking to invalidate recently finalized regulations that broaden who qualifies as a fiduciary under the Employee Retirement Income Security Act, marking the first-filed legal challenge since the agency's late-April final release.</description> </item> <item> <pubDate>Thu, 02 May 2024 18:04:50 +0000</pubDate> <title>FDIC Bank Disclosure Rules Raise Important Questions</title> <link>https://www.law360.com/securities/articles/1827608?utm_source=rss&utm_medium=rss&utm_campaign=section</link> <guid>https://www.law360.com/securities/articles/1827608</guid> <description>The Federal Deposit Insurance Corp.'s new rules mandating disclosures for nonbanks offering deposit products leave traditional financial institutions in a no-man's land between fintech-oriented requirements and the reality of personal service demanded by customers, say Paul Clark and Casey Jennings at Seward & Kissel.</description> </item> </channel></rss> If you would like to create a banner that links to this page (i.e. this validation result), do the following:
Download the "valid RSS" banner.
Upload the image to your own server. (This step is important. Please do not link directly to the image on this server.)
Add this HTML to your page (change the image src attribute if necessary):
If you would like to create a text link instead, here is the URL you can use:
http://www.feedvalidator.org/check.cgi?url=https%3A//www.law360.com/securities/rss
